Key Responsibilities:
Verify client account opening forms and supporting documents as per company policies and SEBI/Exchange guidelines.
Ensure timely processing of physical and digital forms for new account opening, modifications, and closures.
Coordinate with Compliance and Back Office teams for resolving discrepancies in forms/documents.
Maintain accurate records and logs of processed forms.
Handle queries from RMs/Clients regarding account opening status.
Assist in audits and regulatory inspections related to client documentation.
Ensure KYC norms and internal compliance standards are strictly followed.
